1
RIA Stands for _______(No spaces)
2
AUM Stands for: _____(No Spaces)
3
BNY Mellon social media site where you can get more information on Global Advisory Month
4
Periodical that published an article on the Advisory business of our client Benjamin F. Edwards
5
A relationship in which an Advisor is allowed to make investment decisions without requiring an investor's approval on every transaction
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Investors having $500 Thousand to $2 Million in investable assets (No spaces)
7
Strategic Initiative: "Global Advisory ________"
8
A common unit of measure typically used to denote the fee to charge for investment advice
9
Standard governing an Advisor compensated for acting in the best interest of a client
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A key component of Advisory business: Financial _____
11
Last Name of the "Dean of the Advisory Landscape"
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Last name of the speaker presenting "What does the future hold for Advisory" later this week
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An independant, self-regulatory organization authorized to protect America's investors by making sure the securities industry operates fairly and honestly
14
Pershing's Advisor Workstation ____360
