Advisory Terms MatchingOnline version Use the terms contained within the word box below to match each Advisory term to its definition. by Jantzen Young 1 1 2 2 3 3 4 4 5 5 Person who provides financial advice or guidance to customers for compensation. Financial advisors (or advisers) can provide many different services, such as investment management, income tax preparation and estate planning. Financial Advisor Allows independent financial advisors, typically fiduciaries, to outsource the management of some or all of their clients’ assets. TAMP Fiduciary A person legally appointed and authorized to have responsibility for investment decisions for another person. Manages the assets for the benefit of the other person rather than for his or her own profit. A person, a company or other organization that engages in the business of trading securities for its own account or on behalf of its customers Investor An advisor or firm engaged in the investment advisory business and registered either with the Securities and Exchange Commission (SEC) or state securities authorities. RIA
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