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UNIDAD 4: CUMPLIMIENTO NORMATIVO

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UNIDAD 4: CUMPLIMIENTO NORMATIVO

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Bloque 3: Abuso de Mercado: medidas de prevención y detección

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Trading Con Éxito
Trading Con Éxito
Spain

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UNIDAD 4: CUMPLIMIENTO NORMATIVO
 

UNIDAD 4: CUMPLIMIENTO NORMATIVOOnline version

Bloque 3: Abuso de Mercado: medidas de prevención y detección

by Trading Con Éxito
1

¿Cuál es la norma básica de aplicación directa en la Unión Europea en materia de abuso de mercado?

2

Para que una información tenga la consideración de información privilegiada, debe cumplir:

3

¿Cuál de las siguientes conductas constituye uso de información privilegiada?

4

¿Qué conducta está expresamente prohibida por el Reglamento 596/2014?

5

¿Cuándo existe comunicación ilícita de información privilegiada?

6

La prospección de mercado (market sounding) se considera lícita cuando:

7

¿Cuál de las siguientes prácticas constituye manipulación de mercado?

8

¿Qué finalidad tienen las prácticas de mercado aceptadas?

9

¿Cuál es una obligación clave de los emisores respecto a la información privilegiada?

10

Respecto a la lista de personas con acceso a información privilegiada, es correcto afirmar que:

 
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