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SIMULACRO EXAMEN TEÓRICO

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SIMULACRO EXAMEN TEÓRICO

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About this activity

PREGUNTAS 31-40

Created by

Trading Con Éxito
Trading Con Éxito
Spain

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SIMULACRO EXAMEN TEÓRICO
 

SIMULACRO EXAMEN TEÓRICOOnline version

PREGUNTAS 31-40

by Trading Con Éxito
1

Al prestar servicios de asesoramiento financiero o de gestión de carteras, se deberá obtener la información necesaria sobre los conocimientos y experiencia del cliente o posible cliente en el ámbito de inversión, correspondiente al tipo concreto de producto o servicio. Esto se llevará a cabo mediante:

2

La Directiva Comunitaria que castiga el autoblanqueo es:

3

Respecto a las entidades depositarias, seleccione la opción correcta:

4

El marco normativo aplicable para la defensa o protección de los intereses del inversor lo determina:

5

Los requerimientos de transparencia para las autoridades supervisoras se establecen mediante:

6

¿Cuáles de las siguientes opciones se corresponden con las notas características de la información privilegiada?

7

La estrategia de inversión tendente a no superar la rentabilidad del propio mercado de referencia, se corresponde con una estrategia de:

8

El indicador de referencia que refleja el porcentaje de variaciones que experimentan las cotizaciones de los valores en Estados Unidos es:

9

La característica principal de una cartera táctica sería:

10

Las Entidades comercializadoras de las Instituciones de Inversión Colectiva (IIC) tienen por objetivo:

 
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